Antibiotics and upper respiratory tract
infection
Y T Wun
HK Pract 2001;23:16-18
Summary
Antibiotics are frequently prescribed for upper respiratory
tract infection in spite of the lack of benefit in relieving symptoms
and preventing complications. This paper discusses the
prescribing behaviour as a multi-factorial doctor-patient interaction.
The prescription of drugs has psychosocial basis in addition to
the pharmaceutical purpose. About half of the patients with sore
throat expect to have antibiotics. Doctors may be uncertain about
the patient’s expectation or whether an antibiotic is required. The
health care system also affects antibiotic-prescribing. The doctor
should explore the patient’s expectation and negotiate with the
patient for a management plan before prescribing an antibiotic.
I recently encountered a patient who complained of cough
with occasional whitish sputum for a few days. He had no
chronic lung disease nor there were features of bacterial
infection. Two months ago, he had similar illness for three
weeks without relief from several doctors until he was given an antibiotic at a hospital outpatient with the diagnosis of
bronchitis. He explicitly requested me for antibiotics for his
cough this time. I spent 15 minutes in persuading him on the
management plan without antibiotics. At the end, I did not
prescribe any antibiotic. Apparently, I had not convinced him
and he never returned ever since.
Such encounter is common among family physicians
(FPs). This patient reminds me of an editorial of our journal
on the use of antibiotics in upper respiratory tract infection
(URTI).1
In spite of minimal or negligible effect of antibiotics in
URTI,2
antibiotics are commonly prescribed to patients with
URTI in the United States,3
United Kingdom,4
and other
developed countries.5-7 Overuse of antibiotics is also observed
among physicians practicing internal medicine3
or paediatrics.8
The most common reason for that is patient’s expectation for
antibiotics.9-13 Doctors often know that antibiotics are not
indicated,12,14 and recognise the dilemma in their practice.9
Though doctors usually overestimate patients’
expectations for prescription,15 many patients do expect
antibiotics.16,17 Chan17 showed that 36% (or every third) of
patients consulting for URTI expected antibiotics. Other
studies showed a figure of around 50%.10,12,15,18,19 While
patients usually do not express their preference explicitly to
their doctors,20 dissatisfaction with prescribing is a reason for
changing the FP.21
In general, doctors’ decision to prescribe is influenced
by their perception of patient expectation,12,22 their uncertainty
of the diagnosis,23,24 experience of medical misadventure,23
patients’ demand for drugs,12,22 patients’ ethnic groups,12,24
and their social background.22 Patients who can obtain
medicine free of charge were more likely to hope for a
prescription.12 Doctors with higher qualifications12,22,25 or
oriented to whole-person care25 are associated with less
prescription of antibiotics. Younger doctors also prescribe
less than those more senior in age and experience.22,26 There
is no definite explanation for these observations. However younger FPs and FPs with qualifications in family medicine
were less likely to perceive pressure from patients to prescribe.
[Wun Y T, unpublished data]. Seventy-six percent of the local
population always expected and 21% usually expected a
prescription when they consulted doctors.27
Prescribing is a complex process with social and medical
connotations. It is not solely a doctor’s behaviour, rather it is
an outcome of the interaction between the doctor and the
patient. Apart from the therapeutic intention, prescribing is
an integral part of the doctor-patient encounter, a means of
legitimating the patient in the sick role, or as an alternative to
doing nothing in an uncertain situation.22 It is affected by
biochemical, historical, psychosocial and commercial
factors.28 The psychosocial background of the patient
significantly affected the doctor’s decision to prescribe
antibiotic for sore throat.29
By accusing FPs of misusing antibiotics, it does not help
to change our behaviour12,30 but may deepen the guilty feeling
in some of us.28 Overuse of antibiotics is common in different
countries and across medical specialties.3
One should
recognise the nature of a FP’s work: dealing with lots of
uncertainties,22 patients’ suffering, efforts to maintain doctorpatient
relationship,9
and managing illness after negotiation
with patients.31 “Our current state of knowledge does not allow
us to say what point represents optimum prescribing”.22
Furthermore, it is often impossible, on clinical ground, to be
certain that the illness is not due to a bacterial infection.
Improvement “will not be achieved simply by bombarding
doctors with more and more pharmacological information and
exhortations to change the drugs they use”.9
Various efforts to improve prescribing have resulted in
limited success. These involved small group education to
FPs,32 academic detailing (interactive visits by academics to
the FPs),33,34 and improving consulting skill.30 Since
prescribing is a doctor-patient interaction, patients are also
involved in rational prescribing.35,36 Public education can help
to reduce inappropriate patient demand for antibiotics37,38 and
legislation may be involved. By withdrawing subsidies for
antibiotics and educating the public on the danger of antibiotic
resistance, it has reduced the sale of antibiotics and incidence
of penicillin-resistant pneumococci in Iceland.39
There is a long way to go before quality prescribing can
be achieved and it can only be achieved by improving the
attitude and knowledge of both the doctor and the patient.
Whatever approach we use, one should show empathy to the
FPs who have to face the uncertainties in day-to-day management and the expectation from patients for antibiotics.
Indeed, URTI is usually a self-limiting disease. However,
when a patient presents with an URTI, a series of complex
bio-psycho-social illness-behaviour would follow. Time is
needed to address all these issues during consultation, and
there is seldom enough time.
At present, we might have to accept the situation in which
antibiotics are prescribed not for their pharmacological effect
after conscientious negotiation between the doctor and the
patient. We welcome posters printed by the local health
authority to inform the patients that antibiotics are not
indicated for URTI.
We must condemn indiscriminate prescribing, and
encourage the effort for quality prescribing. I would define
quality prescribing as one that gives our patients the best
possible outcome to health. Unfortunately, some local FPs
prescribe irrationally (though there is no published report on
local FPs’ prescribing pattern). For example, a patient was
given three different classes of antibiotics for URTI, and some
patients were prescribed cephalosporins or quinolones. A local
study showed that most antibiotics given for pharyngitis or
URTI were not appropriate for the presumed bacteria
[Dickinson J A, personal communication]. We should not
defend ourselves in such situations by saying that our patients
demand antibiotics. We can, however, audit ourselves and go
for quality primary care. All of us should share health
information, including the use of antibiotics, with our patients.
As practising FPs, we should ask ourselves “Should I give
this antibiotic, if at all, for this situation?” If we do give, be
sure that (a) we understand our patient’s expectation (b) we
have negotiated with the patient (c) we know why we give
and (d) choose one that will do the least harm.
Acknowledgment:
I am grateful to Prof J A Dickinson for his advice on
preparing the manuscript.
Key Message
- Antibiotics have minimal or negligible pharmaceutical
effect on upper respiratory tract infection.
- Many patients expect antibiotics and many doctors
perceive the expectation or pressure to prescribe
antibiotics for patients.
- Multiple bio-psycho-social factors about the patient
affect the doctor’s decision to prescribe.
- Patient, doctor, and health care system should be
involved to achieve quality prescribing.
- When treating sore throat, the doctor may consider
patient’s attitude to antibiotic prescription. When
antibiotic is unnecessary, try to convince the patient
of that. If that fails, choose one with the least
undesirable effect.
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