Clinical review of the diagnosis and management of asthma in children
Wa-keung Chiu 趙華強
HK Pract 2018;40:125-134
Summary
Asthma is the most common chronic disease in
childhood with a prevalence of 10.2% of children in
Hong Kong. There is no diagnostic test for asthma
and its diagnosis remains a clinical judgement.
Asthma is a disease characterised by chronic airway
inflammation. It is defined by the history of episodic
respiratory symptoms (wheezing, breathlessness, chest
tightness and coughing) with variability and nocturnal
worsening. Successful treatment of asthma involves
3 components: (1) controlling and avoiding asthma
triggers, (2) monitoring asthmatic symptoms and lung
function regularly, and (3) understanding how and when
to use medications. Inhaled corticosteroid remains the
mainstay of treatment of childhood asthma. However,
detailed discussion with their parents is needed before
its use.
摘要
哮喘是兒童期最常見的慢性病,香港兒童的患病率為10.2%。
診斷哮喘並沒有確診之檢測方法,主要靠臨床判斷。哮喘是
慢性氣道炎症的疾病,有間斷出現呼吸道症狀(喘鳴、氣
短、胸悶和咳嗽)的病史,會隨時間變化強度,且夜間加
重。哮喘的治療成功與否涉及三個要素:控制和避免哮喘的
引發因素;定期監測哮喘症狀和肺功能;瞭解如何及時用
藥。皮質類固醇吸入法仍是兒童期哮喘的主要治療方法,但
使用前應與患者進行詳細討論。
Introduction
Asthma is a disease with chronic airway
inflammation. In asthmatic patient, this inflammation
results in characteristic presentation of recurrent
episodes of wheezing, breathlessness, chest tightness
and coughing, which are more severe during night
time and early morning. These episodes are featured
by variable and often reversible expiratory airflow
limitation. The bronchial hyper-responsiveness to
stimuli, like allergen or irritant exposure, exercise,
changes in weather, or viral respiratory infections,
were developed secondary to the airway inflammation.
The pathophysiology of asthma is defined by a variety
of changes in the airway which included bronchial
constriction, airway oedema, hyper-responsiveness and
remodelling.1
Epidemiology
Asthma occurs in people of all ages worldwide.
The most recent analyses of the Global Burden of
Disease Study undertaken in 2008-2010, estimated that
up to 334 million people were affected.2 Asthma usually
develops in early childhood. Over 75% of children,
who have asthmatic symptoms before age 7, will be
symptom-free by age 16.2 According to the ISAAC III
Study, the worldwide prevalence in the 6-7 and 13-14
years age groups were 11.7% and 14.1% respectively.3
The corresponding data in Hong Kong were 7.9% and
10.2% respectively and more than 330,000 people
suffered from asthma locally.4 The burden of asthma is
high, including absence from school and days lost from
work. The mortality rate of asthma is reported to be
346,000 per year worldwide.5
Diagnosis6
As there is no diagnostic test for asthma, the
diagnosis remains a clinical one. One should recognise
the characteristic pattern of respiratory symptoms
(wheezing, breathlessness, chest tightness and
coughing), physical signs (impaired growth parameters,
chest deformity and wheeze) and test results
(obstructive pattern in spirometry and increase exhaled
nitric oxide).
During the initial clinical assessment, one should
look for the following features of asthma, including:
1. Recurrent episodes of symptoms with variability
History of recurrent episodes of the above
symptoms, especially if they are aggravated or
triggered by exercise, inhaled alleyargen or viral
infection, is highly suggestive of asthma. The
diagnosis of asthma is suggested if the response to
the bronchodilator treatment is positive. For patient
with isolated cough, one should be cautious in
making the diagnosis of asthma.
2. Physician diagnosed wheeze
Wheeze is medically defined as a continuous
high-pitched sound with musical quality emitting
from the chest during expiration.7 Parent reported
wheeze is more heterogeneous. Noisy breathe,
repeated or prolonged coughing with phlegm,
respiratory distress may be the underlying reasons.
One should be cautious in making the diagnosis of
asthma. In fact, wheeze confirmed by a health care
professional is more specific8 and it correlates with
poorer lung function9.
3. Increase nocturnal symptoms
The asthmatic patients often suffer from night-time
wheezing, breathlessness, chest tightness, coughing
and post-tussive emesis that disturb their sleep.
4. Atopic history
A personal history or a family history of asthma,
allergic rhinitis or eczema may increase the
suspicion of asthma
5. Absence of features suggestive of alternative diagnoses
One should be alert if the patients have family
history of bronchiectasis, signs and symptoms
of abnormal cry or voice, swallowing difficulty,
excessive vomiting, failure to thrive, inspiratory
stridor, nasal polyps and persistent phlegmy cough
symptoms since birth.
Children >4 years of age and have all the above
features should be given therapeutic trial of treatment
e.g. 6-weeks of inhaled corticosteroids (ICSs), after
detailed discussion with their parents. The patients’
progress should be assessed with Asthma Questionnaire
(see Point 2 of Treatment) and/or lung function tests
(FEV1 or serial peak flows if age appropriate) during
follow-up. A good response to treatment is suggestive
of asthma.
Children ≤4 years of age or those not fulfilling
the above features, having symptoms suggestive of
other diagnoses, severe life-threatening attack or
poor response to initial treatment should be referred
to paediatric respirologist for further investigations.
Further investigations including spirometry (with
bronchodilator reversibility), challenge tests and/or
measurement of fractional exhaled nitric oxide (FeNO)
will be considered.
Treatment
There is no cure for asthma, but asthmatic
symptoms can be controlled with effective treatment
and management. For most of the asthmatic children,
symptoms can be controlled with treatment and they
can have normal growth and development, with normal
level of daily activities, including sports.
Successful treatment of asthma involves 3 components10:
- Controlling and avoiding asthma triggers
- Regular monitoring of asthmatic symptoms and
lung function
- Understanding how and when to use medications to
treat asthma (see Medications)
1. Controlling asthma triggers
Triggers are the factors that worsen asthmatic
symptoms, and should be identified and avoided if
possible. Common asthma triggers include:
- Viral and bacterial infections such as the common
cold and sinusitis
- Allergens include house dust mites, animal dander,
molds, pollen and cockroach droppings
- Tobacco smoke, air pollution, strong odors or
fumes
- Emotional anxiety and stress
- Exercise
- Exposure to cold, dry air or weather changes
- Medications including aspirin, ibuprofen, and beta-blockers
The healthcare provider should work together
with the parents to formulate a plan to avoid or limit
the trigger as far as possible. Ask the parents to quit
smoking. Remove furry pets and hairy dolls from home.
Vacuum-clean the floor daily. Wash the sheets and other
bedding in hot water at least once per week. Beware
of household chemicals including soap, shampoo and
detergent. Limit the use of pesticide sprays. Teach the
patients to take precaution to exercise induced asthma
by doing warm-up exercise and using bronchodilator
before exercise. Refer those children with persistent
problems to the paediatric respirologist.
2. Monitoring asthma symptoms and lung function
Parent and/or child should keep an Asthma Diary
to monitor the progress of the disease. It includes
the frequency and severity of symptoms, the
measurement of the peak expiratory flow rate
(PEFR), and a standardised questionnaire like
Asthma Control Test (ACT). ACT composes of
7 simple questions for children between 4 years
old and 11 years old; and 5 questions for children
aged 12 or above. It is useful to track asthmatic
symptoms.11
Lung function assessment
Lung function assessment by means of PEFR
measurement or spirometry should be performed during
the outpatient visits for children over the age of six
years. It will guide the treatment decisions.
3. Classification of the severity of Asthma according
to the clinical features before treatment
Asthma can be classified into intermittent and
persistent asthma. Intermittent asthma is defined as
having symptoms of asthma ≤1 per week which does
not interfere with daily activities, nocturnal awakenings
during the night due to asthma symptoms ≤2 per
month, and lung function ≥ 80% predicted. Persistent
asthma is defined as having symptoms regularly.
There may be days when activities are limited due to
asthmatic symptoms, and the child may be awakened
from sleep. Lung function is usually normal between
episodes, but becomes abnormal during an asthmatic
attack. Persistent asthma can be mild, moderate, or
severe in severity. Consultation with a paediatric
respirologist is recommended for children who have
moderate or severe persistent asthma, as well as those
ages 0-4 years who have any form of persistent asthma.
See: Table 112
Medications
A. Route of administration5
Inhaled therapy is the mainstay of treatment for
asthmatic children of all ages. The advantages include
delivery of the drug to the site of action directly,
hence a faster onset of action and a smaller required
dosage; and minimises systemic absorption and its
side effects. Short-acting beta-agonists (SABA) are
generally targeted to more proximal airway which
contain circumferential smooth muscle. On the other
hand, the inhaled corticosteroids (ICSs) are targeted to
more distal airway which account for most of the total
airway surface area and have an increasing density of
corticosteroid receptors.13 The choice of drug delivery
device must be individualised. Various factors including
the age of the patients, co-ordination, and inhalation
technique must be considered. It is always not an easy
task to use an inhalation device properly. The doctors or
other health care professionals should regularly review
the patients’ techniques. By using the device properly
and adherence to the medication as prescribed, the
asthmatic patients will have the best symptom control.
Pressurised metered dose inhalers (pMDI), dry powder
inhalers (DPI), and nebulizers, are the three principal
types of inhalation drug delivery device available.
Spacers with facemask or mouthpiece can be used as
adjuncts to improve inhalation treatment.
For children, pMDI is difficult to use properly as
good coordination is needed. Otherwise the drug emitted
will be deposited in the oropharynx. It should only be
considered in children > 8 years of age. Spacers with
facemask or mouthpiece were developed to overcome
the difficulties of pMDI. With spacers, the patient
can breathe tidally from a reservoir of drug. They are
recommended for children <5 years of age. Delivery of
drug by a mouthpiece is more efficient than a facemask
and should be used as early as possible. Moreover,
use of the spacer decreases oral and gastrointestinal
absorption and hence reduce the potential oropharyngeal
and systemic side effects. Therefore, it is the author’s
practice to use a spacer if ICS is prescribed. DPI
overcomes the coordination difficulties of pMDI and
is more convenient to carry. It is recommended to
use after age of 5.14 A nebulizer is a device to change
liquid medication into a fine mist which can be inhaled
through a mouthpiece or mask. There are two types
of nebulizers: jet compressors and ultrasonic systems.
The jet nebulizers use compressed air to generate
small aerosol droplets while ultrasonic systems work
by sound vibrations. They do not rely on patient
cooperation or coordination to work. However, only less
than 10% of the prescribed dose reaches the lung. They
are recommended to use in children who cannot use a
spacer.15 During asthmatic attacks, bronchodilator should
be given via a spacer with a pMDI or by nebulizer with
isolation precaution. In mild or moderate attacks, they
are equally effective.16 Common inhaler devices for use
by children, together with features of optimal inhalation
technique are summarised in Table 2.5
B. Quick-relief medications for asthma
1. Short-acting beta-agonists (SABA)
SABAs are usually used clinically to treat acute
asthma because of its effectiveness. Because of its
direct action to the airway smooth muscle, the inhaled
route allows a more rapid onset of action at a lower
dosage with lesser side effects than other routes.
Inhaled therapy can be used for prophylaxis of exercise
induced asthma. Oral therapy is only used in young
children who have difficulty in using inhaled treatment.
Side effects are usually clinically insignificant except
in high dose, these include muscle tremor, headache,
palpiations, and agitation.
2. Short-acting anticholinergics
Inhaled ipratropium bromide is clinically less
effective in comparison with SABAs. It is usually used
as an add-on treatment to SABAs and produce a better
bronchodilation effect in acute severe asthma.17 Side
effects are minimal and include mouth dryness and a
bitter taste.
C. Controller medications for asthma
Children with persistent asthma need to take
daily medication to achieve and maintain control
of symptoms. The major medications are inhaled
corticosteroids, leukotriene receptor antagonists, and
long-acting beta2 agonists. The mechanism of action is
to decrease the airway inflammation.
1. Inhaled Corticosteroids (ICS)
The most effective anti-inflammatory medication
in asthma is ICS. In mild and moderate asthmatic
patients not receiving Oral Corticosteroids (OCS), ICSs
with Fluticasone Propionate18 or Budesonide19 resulted
in improvements in lung functions; symptom scores
and reduction in bronchodilator use, in comparison
with placebo. For those on OCS, ICS use resulted in
significant reduction in the number of patients who
were able to tail off the medication.
Concerning the starting dose of ICS, doubling
of ICS and then stepdown in comparison with a low
dose did not show significant differences in lung
function, symptoms, rescue medications or asthma
control between the two treatment approaches.20
Symptom control and improvement in lung function
occur rapidly after 1-2 weeks.21 Patients with well-controlled
asthma who stop regular use of ICS have an
increased risk of an asthma exacerbation compared with
those who continue ICS.22 For infants and preschool
children with recurrent wheezing/asthma of at least 6
months, a meta-analysis involving up to 3,592 subjects
revealed that those received ICS had significantly less
attacks than the placebo group (18.0% vs 32.1%).
Moreover, treatment with ICS resulted in significantly
less bronchodilator use, fewer withdrawals, and more
clinical and functional improvement.23 However,
treatment with ICS for children up to 2 years of age
was not disease-modifying; symptoms almost always
return when treatment discontinued.24
Intermittent Vs daily ICS
Asthma guidelines recommend the use of daily
ICS for prophylaxis against mild-to-moderate persistent
asthma. However, there is always the problem of
adherence to the treatment when symptom-free.
Therefore, intermittent ICS in response to symptoms
become an emerging strategy to deal with the problem.
Additionally, this intermittent ICS strategy could
potentially reduce costs and long term adverse events.
A systematic review with meta-analysis in 2013
revealed no statistically significant difference in the
rate of asthma exacerbations and pulmonary function
between the two strategies. Daily ICS use has an
advantage of 10% increase in asthma-free days and a
trend towards decrease in rescue SABA use. Moreover,
intermittent ICS use was associated with increasing
exhaled nitric oxide and eosinophils in sputum.
However, daily ICS use was associated with greater
exposure to ICS and a small and non-significant decline
in the short-term linear growth rate during treatment.25
For children and adult patients with mild persistent
asthma and not taking daily ICS as prophylaxis, the
Cochrane Review in 2015 showed that the use of
intermittent ICS during attack reduced the use of oral
corticosteroids (OCSs). Similar results were found in
preschool children with wheeze, with an improvement
of asthma symptoms and quality of life. Hospitalisation
rates were similar among all age groups. There was no
growth suppression or other adverse effects noted.26
Side effects of ICS are usually minimal, including
oral candidiasis and hoarseness of voice. There are no
increased risk of cataract, fracture and tuberculosis;
as well as hyperactive behaviour and aggressiveness.
For the endocrine effects, treatment with low dose ICS
daily is not normally associated with any significant
suppression of the hypothalamic- pituitary axis in
children. Concerning the growth, regular ICS use
in children with asthma at low or medium doses is
associated with a decrease in linear growth velocity
and height during a one-year treatment of 0.48 and 0.61
cm/year respectively. The growth suppression seems to
be less pronounced after the first year. However, one
should also aware that uncontrolled or severe asthma
adversely affects growth and final adult height.27
2. Combination ICS/LABAs (long-acting-betaagonist)
Long-acting beta-2 agonists (LABAs), salmeterol
and formoterol have duration of action of approximately
12 hours with unknown mechanism. Because of their
specificity, the patients experience fewer palpitations,
tachycardia or tremor. There is only mild tachyphylaxis
on regular use. However, the bronchoprotective effect of
LABAs rapidly diminishes with regular use. In general,
the effectiveness of SABAs is not impaired with regular
use of LABAs.
SMART study published in 2006 raised the
concerns about the safety of LABAs in children
and adults (especially in African-Americans), with
increased risk of severe exacerbations and deaths when
used with other asthmatic treatment.28 Subsequent
literatures suggested that LABAs should not be used
as a monotherapy. It should be used in combination
with inhaled ICSs and only in situation after failure
of optimal dose of ICSs as maintenance therapy.
Combination inhalers are preferred over individually
prescribed devices.29
A meta - analysis in 2010 showed that for
adolescents and adults with uncontrolled asthma who
were on low dose ICS monotherapy, the combination
of LABA and ICS was more effective in reducing
the risk of OCSs treated attacks than a higher dose
of ICS. Better response was noted in terms of lung
function, symptom control, use of bronchodilators and
lesser withdrawals due to poor control. The treatment
appears relatively safe in adults. However, in children,
combination therapy is associated with a trend towards
an increased risk of exacerbations requiring OCSs
and hospital admissions. The safety of combination
therapy in children under the age of 12 years becomes
a concern.30 A more recent meta-analysis in 2005 that
recruited only asthmatic children showed that, the
combination of LABA to ICS resulted in improvement
in various lung function parameters. However, it did
not result in a significant reduction in the OCS treated
attacks. The study also revealed a trend towards
increased risk of hospital admission with LABA
(although not statistically significant), irrespective of
the dose of ICS.31 For children below 5 years of age,
there was only few data on the use of LABAs.
3. Systemic corticosteroids
Long-term treatment with OCS, for periods
longer than two weeks, may be required for severe
uncontrolled asthma. Its use may be associated with
significant adverse effects. Because of the side effects
of prolonged use, OCS in children with asthma should
be restricted to the treatment of acute severe attacks.
Even short-courses of OCS, if used repeatedly, increase
the risk of complications.
4. Leukotriene receptor antagonists (LTRAs)
Singulair is the only recommended LTRA to
be used in children. Its mechanism of action is by
inhibition of the binding of cysteinyl leukotrienes to
cysteinyl receptors on inflammatory cells and airway
smooth muscle. Asthma management guidelines
recommend using LTRAs as an alternative therapy for
mild persistent asthma in patients who are unable or
unwilling to use ICSs. LTRAs have the advantages of
ease of use and high rates of compliance. In comparison
with ICSs, LTRAs may have fewer adverse side effects
but it is not as effective as ICSs when use alone.32 In
children with inadequate asthmatic control on low doses
of ICS, asthma management guidelines recommend
adding LTRAs to ICS as one of the alternative options.
Although the Cochrane Review in 2011 showed that the
addition of LTRAs to ICS brings modest improvement
in lung function33, there is no updated evidence to
support the efficacy and safety of this combination
especially in children. There is no evidence that the
combination therapy will decrease the need of OCSs
use or hospitalisation rate in comparison with the same
or an increased dose of ICS in children and adolescents
with mild to moderate asthma.34 For adverse effects of
LTRAs, there is a slight increase in the rate of (rare)
neuropsychiatric disorders.
LTRA vs LABAs
In comparison between LTRAs and LABAs,
evidences revealed that in adults with asthma
inadequately controlled by low-dose ICS, the addition
of LABA to ICS resulted in better responses in terms of
symptoms and quality of life, bronchodilator and OCS
use, and lung function parameters. However, only few
paediatric data is available for firm conclusion.35
5. Anti-IgE (Omalizumab)
Omalizumab is an anti-immunoglobulin E (anti-IgE)
recombinant humanised monoclonal antibody. It works
by binding to the Fc portion of the free IgE and hence
interfere its binding to the IgE receptors and down-regulate
its expression on mast cells and basophils.
Subsequently, it affects the cell activation and mediator
release.36 It is given subcutaneously by injection every
two to four weeks.
The asthma guidelines have recommended
omalizumab for use as add-on therapy in adults and
children over six years of age with inadequately
controlled severe persistent allergic IgE-mediated
asthma who require continuous or frequent treatment
with oral corticosteroids. Systematic review with
meta-analysis in adult and children showed that the
adjunctive therapy was effective in reducing asthma
exacerbations and hospitalisations and more patients
were able to reduce or withdraw their inhaled steroids.
The patients also noticed to have improved asthmatic
symptoms and quality of life. There were few side
effects except skin reactions at the injection site.37
Another systematic review on asthmatic children and
adolescent with moderate-to-severe persistent severity
also revealed similar efficacy and safety profile.36
Stepwise approach to asthma in children
(Figure 1)
To assess one’s asthma control is to measure the
reduction of impairment and risk by intervention.
Ideally, one should aim at ‘complete control’ of the
disease which is defined as no daytime symptoms, no
nocturnal awakening, no need for rescue bronchodilator,
no asthma exacerbations, no limitations on exercise
and daytime activity, normal lung function parameters
and minimal side effects of drug. For the approach of
asthma management, appropriate treatment algorithm
should be commenced according to the patients’
pretreatment severity in order to achieve early control.
Step up the treatment if control is not satisfactory. Step
down the treatment when good control is achieved.
Before considering to step up the treatment, review the
compliance of the patients, their technique in proper
use of inhaler and the control of triggering factors. On
stepdown, decide which drug to decrease first and the
rate by taking into consideration of asthma severity, the
side effects, the dosage, the beneficial effect achieved,
and the patient’s preference. If ICS is used, the lowest
possible dose should be aimed at. Decrease the dose
of ICS by approximately 25-50% every three months
in outpatient clinic. One should aware that exercise-induced
asthma usually reflects poor control and
controller medications should be reviewed.
There are some differences regarding the
recommendation for medications among children ≤ 5,
children 6-11, and adolescents (adults).
- One can consider the use of daily low dose ICS in
step 1 for children ≥ 6
- Intermittent ICS may be considered as an
alternative in step 2 for children ≤ 5 years of age
- Use of LABA is not recommended for children ≤ 5
years of age
-
For children 6-11 years of age, double dose of ICS
is preferred treatment option in step 3 instead of
ICS + LABA
Conclusion
Asthma remains the most common chronic disease
in childhood. Its prevalence is up to 10.2% of children
in Hong Kong. There is no gold-standard diagnostic
test for asthma and its diagnosis remains a clinical
judgement. Asthma is a disease characterised by chronic
airway inflammation. It is defined by the history of
episodic respiratory symptoms with variable airflow
limitation. Successful treatment of asthma involves
three components: controlling and avoiding asthma
triggers; monitoring asthma symptoms and lung function
regularly; and understanding how and when to use
medications. Inhaled corticosteroid remains the mainstay
of treatment of childhood asthma. However, steroid
phobia is a very common issue in Chinese community.40
A recent local survey showed that if asthma was not
under good control with suboptimal dose of inhaler
therapy, many people used Complementary and
Alternative Medicine (personal communication with
Professor Ellis KL Hon, Department of Paediatrics, The
Chinese University of Hong Kong). Detailed discussion
about proper use of medications with their parents will
be necessary. The severity of asthma can be classified
into intermittent and persistent (mild, moderate and
severe). A stepwise approach and an individualised
treatment plan should be adopted. The aim of asthma
management is to control the disease. Complete control
is defined as no daytime symptoms, no nocturnal
awakening, no need for rescue bronchodilator, no
asthma exacerbations, no limitations on exercise and
daytime activity, normal lung function parameters and
minimal side effects of drug.
Wa-keung Chiu, MBBS(HK), FHKCPaed, FRCPCH
Consultant Paediatrician,
Department of Paediatrics and Adolescent Medicine, United Christian Hospital,
Kowloon Easter Cluster, Hospital Authority.
Correspondence to: Dr Wa-keung Chiu, Department of Paediatrics and Adolescent
Medicine, United Christian Hospital, Hip Wo Street, Kwun Tong, Kowloon, Hong Kong SAR.
E-mail: chiuwk@ha.org.hk
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